-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ELkb4Te+Lh3GE/kg237CF9J0TpVxwbtQzRmMcAiRdBkDnrz3s6xANmNhN1bvbJhL XoAIkxiqcpccDhkqARxCww== 0001047469-98-036431.txt : 19981006 0001047469-98-036431.hdr.sgml : 19981006 ACCESSION NUMBER: 0001047469-98-036431 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981005 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIED WASTE INDUSTRIES INC CENTRAL INDEX KEY: 0000848865 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 880228636 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-43433 FILM NUMBER: 98720904 BUSINESS ADDRESS: STREET 1: 15880 NORTH GREENWAY-HADEN LOOP STREET 2: SUITE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 BUSINESS PHONE: 6024232946 MAIL ADDRESS: STREET 1: 7201 E CAMELBACK RD STREET 2: STE 375 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RAZORE WARREN J CENTRAL INDEX KEY: 0001065305 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 7613 OVERLAKE DRIVE WEST CITY: MEDINA STATE: WA ZIP: 98004 BUSINESS PHONE: 4254536061 MAIL ADDRESS: STREET 1: 7613 OVERLAKE DRIVE WEST CITY: MEDINA STATE: WA ZIP: 98004 SC 13D/A 1 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Allied Waste Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 019589 30 8 (CUSIP Number) Robert S. Jaffe Preston Gates & Ellis LLP 701 Fifth Avenue Suite 5000 Seattle, WA 98104-7078 (206) 623-7580 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 1, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3)or (4), check the following box [ ]. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- CUSIP No.: - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON WARREN J. RAZORE - -------------------------------------------------------------------------------- S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY 9,206,474 OWNED BY --------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON -0- WITH --------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 9,206,474 --------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,206,474 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- -2- Item 1. SECURITY AND ISSUER This Amendment No. 1 to Schedule 13D ("Amendment") relates to the Common Stock, $0.01 par value (the "Common Stock"), of Allied Waste Industries, Inc. (the "Issuer") and is being filed on behalf of the undersigned to amend Schedule 13D which was originally filed on July 2, 1998. The principal executive offices of the Issuer are located at 15580 N. Greenway-Hayden Loop, Suite 100, Scottsdale, Arizona 85260. Item 2. IDENTITY AND BACKGROUND This Amendment is being filed by Warren J. Razore who resides at 7613 Overlake Drive West, Medina, Washington 98004. Mr. Razore is not employed. Mr. Razore has not during the last five years been (i) convicted in a criminal proceeding, or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to judgment, decree and final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION N/A, see Item 4. Item 4. PURPOSE OF TRANSACTION This Amendment is being filed to report the disposition of 1,217,500 shares of Common Stock of Issuer through a series of dispositions. Mr. Razore originally acquired the Common Stock of Issuer as an investment. In compliance with the federal securities laws and "pooling of interest" requirements, Mr. Razore may sell the Common Stock from time to time in the open market, subject to registration, or in privately negotiated transactions, and may also enter into short sales or other hedging transactions with broker-dealers or other financial institutions. Except as set forth in this Item 4, Mr. Razore has no present intent or proposals that relate to or would result in: (i) the acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; (ii) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (iii) a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (iv) any change in the present Board of Directors or management of the Issuer, including any plans or proposals to change the number or term of Directors or to fill any vacancies on the Board; (v) any material change in the present capitalization or dividend policy of the Issuer; (vi) any other material change in the Issuer's business or corporate structure; (vii) changes in the Issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person; (viii) causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (ix) a class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Exchange Act; or (x) any action similar to those enumerated above. Mr. Razore reserves the right to determine in the future whether to change the purpose or purposes described above or whether to adopt plans or proposals of the type specified above. Item 5. INTEREST IN SECURITIES OF THE ISSUER As of September 24, 1998 Mr. Razore beneficially owns 9,206,474 shares of the Common Stock of Issuer, which represents approximately 6.8% of the shares of Common Stock currently issued and outstanding. Mr. Razore disposed of a total of 1,217,500 shares of Common Stock during the last sixty days, as follows: on August 31, 150,000 shares of Common Stock were sold at an average price of $20.43; on September 9, 200,000 shares of Common Stock were sold at an average price of $22.58; on September 22, 100,000 shares of Common Stock were -3- sold at an average price of $23.27; on September 23, 350,000 shares of Common Stock were sold at an average price of $24.42; and on September 24, 417,500 shares of Common Stock were sold at an average price of $25.40. Mr. Razore will have sole voting power and sole dispositive power over the Common Stock that he holds. Mr. Razore knows of no other person that has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock. Item 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER An Amended and Restated Agreement and Plan of Reorganization dated as of June 25, 1998 (the "Merger Agreement"), was entered into by and among Rabanco Ltd., Rabanco Recycling, Inc., United Waste Control Corp., Rabanco Intermodal/B.C., Inc., WJR Environmental, Inc., Waste Associates, Inc., Paper Fibers, Inc., MJS Associates, Inc., Alaska Street Associates, Inc., S&L, Inc., SSWI, Inc., CCAI, inc., Allied Waste Industries, Inc., Rabanco Acquisition Company, Rabanco Acquisition Company Two, Rabanco Acquisition Company Three, Rabanco Acquisition Company Four, Rabanco Acquisition Company Five, Rabanco Acquisition Company Six, Rabanco Acquisition Company Seven, Rabanco Acquisition Company Eight, Rabanco Acquisition Company Nine, Rabanco Acquisition Company Ten, Rabanco Acquisition Company Eleven, Rabanco Acquisition Company Twelve; Sphere Solid Waste, Inc., CCA, inc., Warren J. Razore, Josie Razore, Marie Schulze and Carmen Sepic. As part of the transaction described in the Merger Agreement, Mr. Razore and the Issuer entered into an Affiliates Agreement and an Agreement Regarding Registration Rights. The Affiliates Agreement contains standard representations and agreements by Mr. Razore regarding premerger dispositions of the shares of the Razore Companies and postmerger dispositions of the Common Stock. The Agreement Regarding Registration Rights contains covenants by the Issuer for shelf and demand registration of the Common Stock upon the request of Mr. Razore. Other than as stated, Mr. Razore has no contracts, arrangements, understandings or relationships (legal or otherwise) with any person with respect to the Common Stock, including transfer or voting thereof, finder's fees, joint ventures, loan or option arrangements, put or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies. Item 7. MATERIALS TO BE FILED AS EXHIBITS None. -4- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Schedule 13D is true, complete and correct. By /s/ Warren J. Razore, by Mary J. Razore, his attorney-in-fact ------------------------------------------------------------- Signature October 1, 1998 -5- EXECUTION OF DOCUMENT AS ATTORNEY-IN-FACT I, Mary J. Razore, under and pursuant to the Durable Power of Attorney of my husband, Warren J. Razore, granted to me February 23, 1993, for him and in his name, by my execution of this document, do execute and deliver to the Securities and Exchange Commission and such other entities as may be required by statute or regulations, Amendment No. 1 to Schedule 13D filed pursuant to Regulation 13D (the "Document"), in the form signed, as if entirely set forth at this point. The recipient of the Document may rely upon this document for all purposes as my execution of the Document as my husband's attorney-in-fact wherever his signature appears. I, as attorney-in-fact for Warren J. Razore, hereby ratify and confirm, in all respects and for all purposes, the effectiveness of his personal signature wherever it may be in the Document or in any other documents related to the transactions which are pursuant to, related to, or contemplated in the Document. I have discussed the Document with our legal counsel and I am familiar with the content, purposes and intent thereof. Dated this 1st day of October, 1998. /s/ Warren J. Razore by Mary J. Razore, his attorney-in-fact ------------------------------------------------------------ Signature -----END PRIVACY-ENHANCED MESSAGE-----